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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-07-01
  • MA RA
    APPROVED
    Since 2020-07-01

Branch Locations

33 Lyman St Suite 301, Westborough, MA 01581 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 08/2019 10/2019
Cambridge Investment Research Fairfield IA 08/2019 10/2019
Pignatare & Sagan Llc Westfield MA 01/2018 05/2018
Mcgrath Advisors Inc. Westborough MA 12/2014 Present
Meyers Brothers Kalica, Pc Holyoke MA 06/2018 09/2018
Westfield State University Westfield MA 09/2014 05/2018
Westfield State University - Banacos Center Westfield MA 09/2016 05/2018
Milano's House Of Pizza Nashua NH 09/2018 12/2018
Nelsons Hall Bitters Pub Washington Island WI 06/2017 08/2017
Securities America, Inc. Westborough MA 10/2019 12/2022
The Patriot Financial Group Westborough MA 06/2020 Present
Mcgrath Insurance Brokerage Inc Westborough MA 03/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2022 Present
  • 08/2019 → 10/2019
    Cambridge Investment Research
    Fairfield, IA
  • 08/2019 → 10/2019
    Cambridge Investment Research
    Fairfield, IA
  • 01/2018 → 05/2018
    Pignatare & Sagan Llc
    Westfield, MA
  • 12/2014 → Present
    Mcgrath Advisors Inc.
    Westborough, MA
  • 06/2018 → 09/2018
    Meyers Brothers Kalica, Pc
    Holyoke, MA
  • 09/2014 → 05/2018
    Westfield State University
    Westfield, MA
  • 09/2016 → 05/2018
    Westfield State University - Banacos Center
    Westfield, MA
  • 09/2018 → 12/2018
    Milano's House Of Pizza
    Nashua, NH
  • 06/2017 → 08/2017
    Nelsons Hall Bitters Pub
    Washington Island, WI
  • 10/2019 → 12/2022
    Securities America, Inc.
    Westborough, MA
  • 06/2020 → Present
    The Patriot Financial Group
    Westborough, MA
  • 03/2019 → Present
    Mcgrath Insurance Brokerage Inc
    Westborough, MA
  • 12/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Other Businesses

1) MCGRATH INSURANCE BROKERAGE INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, EMPLOYEE, SALES OF INSURANCE, 10H/WEEK, 5H/WEEK DURING TRADING HOURS, SINCE 03/2019. 2) FIXED INSURANCE, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SALES OF LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE, 3H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 08/2021 3) MCGRATH ADVISORS INC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, EMPLOYEE, INVESTMENT ADVISER, DBA FOR INVESTMENT BUSINESS, FINANCIAL PLANNER, 40H/WEEK, SINCE 12/2014 4) THE PATRIOT FINANCIAL GROUP LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SEC REGISTERED INVESTMENT ADVISER, INVESTMENT ADVISER REPRESENTATIVE, 40H/WEEK, SINCE 06/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-24
  • S66 Uniform Combined State Law Examination
    2020-06-24
Designations
Other Names
  • Ellis Neilson Pfahl

View on SEC IAPD

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