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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-08 |
| WI | RA | APPROVED | 2023-09-07 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Wauwatosa | WI | 01/2014 | Present |
| Mml Investors Services, Llc | Wauwatosa | WI | 03/2014 | Present |
NAME: JASON LETTENBERGER INV REL: Y ADD: N 19 W 24200 RIVERWOOD DR STE 140 WAUKESHA, WI 53188 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DI POSITION: SALES, AGENT START DATE: 10/1/2014 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-26 |
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