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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-15 |
Branch Locations
1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third | Raleigh | NC | 04/2024 | 10/2024 |
| Vanguard | Malvern | PA | 05/2015 | 04/2024 |
| Douglas S Berry | Raleigh | NC | 10/2024 | 11/2024 |
| Douglas Berry | Raleigh | NC | 11/2024 | Present |
| Northwestern Mutual Investment Services Llc | Raleigh | NC | 11/2024 | Present |
| Northwestern Wealth Management Company | Milwaukee | WI | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-13 |
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