Gerardo Barajas

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Wells Fargo Bank, Na
  Santa Barbara, CA
• 02/2014 → 11/2016
  Wells Fargo Advisors Llc
  Santa Barbara, CA
• 11/2013 → Present
  Oceana Hotel Santa Barbara
  Santa Barbara, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA

Other Businesses

POWER OF ATTORNEY FOR FATHER, INV RELATED, LOS ANGELES, CA, START: 9/11/2023, 3 HOURS A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, LOS ANGELES, CA, START: 9/11/2023, 3 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-07
• S63 Uniform Securities Agent State Law Examination
  2014-04-15

Other Names

• Gerardo Barajas