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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-01
  • TX RA
    APPROVED
    Since 2014-07-01

Branch Locations

2929 Allen Parkway L14-80, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 02/2014 Present
  • 02/2014 → Present
    Valic Financial Advisors
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-22
S63 Uniform Securities Agent State Law Examination 2014-04-23
  • S65 Uniform Investment Adviser Law Examination
    2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2014-04-23
Other Names
  • Izuka Nwuli

View on SEC IAPD

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