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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-09 |
Branch Locations
701 S Ham Ln, Lodi, CA 95242 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sacramento | CA | 06/2004 | Present |
| Wells Fargo Advisors Llc | Woodland | CA | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
BOSTON MARKET, NOT INV RELATED, SACRAMENTO, CA, TEAM MEMBER, START 11/10/2019, 120 HOURS PER MONTH, 8 HOURS DURING TRADING, FOOD PREPARATION AND SERVICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-15 |
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