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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-02
  • NJ RA
    APPROVED
    Since 2024-05-02

Branch Locations

501 Union Blvd, Totowa, NJ 07512 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

141 Elmora Ave, Elizabeth, NJ 07202 • United States

439 Elizabeth Ave, Somerset, NJ 08873 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Kearny NJ 07/2012 09/2016
Wells Fargo Advisors, Llc. Kearny NJ 02/2014 09/2016
Bank Of America, N.A. West Orange NJ 09/2016 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Orange NJ 09/2016 08/2018
Santander Bank, Na Boston MA 08/2018 06/2022
Santander Securities, Llc Dorchester MA 08/2018 06/2022
Spotium Auto Care Kearny NJ 05/2018 08/2018
Citigroup New York NY 06/2022 08/2022
Santander Bank, Na Boston MA 08/2022 05/2024
Santander Securities, Llc Dorchester MA 08/2022 12/2022
Santander Securities, Llc Dorchester MA 12/2022 05/2024
Wells Fargo Clearing Services, Llc Summit NJ 05/2024 Present
Previous Registrations
  • 2022-08-31 → 2024-05-03
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Scotch Plains, NJ
    Newark, NJ
    Cherry Hill, NJ
    Scotch Plains, NJ
  • 2018-08-30 → 2022-06-09
    Scotch Plains, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Scotch Plains, NJ
    Newark, NJ
    Newark, NJ
    Villanova, PA
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Boston, MA
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Scotch Plains, NJ
  • 2016-09-21 → 2018-08-27
    West Orange, NJ
    Clifton, NJ
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-04
S63 Uniform Securities Agent State Law Examination 2014-04-17
  • S66 Uniform Combined State Law Examination
    2016-10-04
  • S63 Uniform Securities Agent State Law Examination
    2014-04-17
Other Names
  • Juan S Alzate
  • Juan Sebastian Alzate
  • Juan Alzate

View on SEC IAPD

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