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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-03-09 |
| TX | RA | APPROVED_RES | 2018-03-08 |
| TN | RA | APPROVED | 2014-06-30 |
Branch Locations
1600 West End Ave, Suite 1100, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Nashville | TN | 02/2014 | Present |
NAME & ADDRESS: Larry J. Carter CPA, LLC, 1112 Vaughn Crest Dr. Franklin, TN 37069-7227; Not investment-related; NATURE OF ENTITY: TAX RETURN PREPARATION; RESPONSIBILITIES IN ROLE: Employee; Start Date: 2/18/14; Appx hrs/month: TIME PEAKS DURING FILING SEASON AND WANES DURING REMAINDER OF YEAR. AVERAGE 10 HOURS/WEEK OVER COURSE OF YEAR; Hrs during trading: Varies; Duties: TAX RETURN PREPARER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-28 |
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