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Heather Shiver

Mml Investors Services, LLC

Tallahassee, FL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-19
  • FL RA
    APPROVED
    Since 2024-09-19

Branch Locations

2618 Centennial Pl, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Insurance Company Tallahassee FL 08/2023 Present
Unemployed Tallahassee FL 01/2023 03/2023
Mml Investors Services Llc Tallahassee FL 03/2017 12/2022
Mml Investors Services Llc Tallahassee FL 04/2023 Present
Msi Financial Services Tallahassee FL 01/2015 03/2017
Lpl Financial Boston MA 03/2023 03/2023
  • 08/2023 → Present
    Massmutual Insurance Company
    Tallahassee, FL
  • 01/2023 → 03/2023
    Unemployed
    Tallahassee, FL
  • 03/2017 → 12/2022
    Mml Investors Services Llc
    Tallahassee, FL
  • 04/2023 → Present
    Mml Investors Services Llc
    Tallahassee, FL
  • 01/2015 → 03/2017
    Msi Financial Services
    Tallahassee, FL
  • 03/2023 → 03/2023
    Lpl Financial
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11
Other Names
  • Heather Renee Shiver

View on SEC IAPD

Other Firms

RED HILLS CAPITAL, LLC
LPL ENTERPRISE, LLC
CHIRON CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MATADOR FINANCIAL
EDWARD JONES
PFS INVESTMENTS INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TYLER JAMESON HUSTON
GEORGE DAVIS AVANT
NATHAN WAYNE SIMMONS
William Briggs Ellison
CRAIG STEPHEN TOWNSEND
RICHARD MICHAEL OLEARY
STEVE SAUL HALSELL
MORGAN B LAFFITTE

Other Offices

MML INVESTORS SERVICES, LLC · TALLAHASSEE, FL
RED HILLS CAPITAL, LLC · TALLAHASSEE, FL
LPL ENTERPRISE, LLC · TALLAHASSEE, FL
CHIRON CAPITAL MANAGEMENT, LLC · TALLAHASSEE, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TALLAHASSEE, FL
MATADOR FINANCIAL · Tallahassee, FL
EDWARD JONES · TALLAHASSEE, FL
PFS INVESTMENTS INC. · TALLAHASSEE, FL

More in Tallahassee, FL

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