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Brian Chase Ellerman

Cetera Investment Advisers LLC

Gulfport, MS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
MS RA APPROVED 2022-08-10
  • TX RA
    APPROVED
    Since 2025-08-22
  • MS RA
    APPROVED
    Since 2022-08-10

Branch Locations

2510 14Th Street-One Hancock Plaza, Gulfport, MS 39501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Bay St. Louis MS 06/2016 08/2022
Hancock/Whitney Bank Bay St. Louis MS 06/2016 Present
Cetera Investment Services Llc Saint Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Bay St Louis MS 08/2022 Present
  • 06/2016 → 08/2022
    Hancock Investment Services, Inc.
    Bay St. Louis, MS
  • 06/2016 → Present
    Hancock/Whitney Bank
    Bay St. Louis, MS
  • 08/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2022 → Present
    Cetera Investment Advisers Llc
    Bay St Louis, MS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-14
  • S66 Uniform Combined State Law Examination
    2015-05-14

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · GULFPORT, MS
LPL FINANCIAL LLC · GULFPORT, MS
STRATOS WEALTH PARTNERS, LTD · Gulfport, MS
STRATOS WEALTH PARTNERS, LTD · Gulfport, MS
STRATOS WEALTH PARTNERS, LTD · GULFPORT, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Gulfport, MS
EDWARD JONES · GULFPORT, MS
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