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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
WA RA APPROVED 2020-12-21
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • WA RA
    APPROVED
    Since 2020-12-21

Branch Locations

5508 N. Division St, Spokane, WA 99208 • United States

298 S. Main Street, Suite 100, Colville, WA 99114 • United States

9101 N Indian Trl Rd, Spokane, WA 99208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Spokane WA 02/2014 08/2018
Jpmorgan Chase Bank, N.A. Spokane WA 02/2014 08/2018
Td Ameritrade, Inc. Spokane WA 08/2018 12/2020
J.P. Morgan Securities Llc Spokane WA 12/2020 Present
Jpmorgan Chase Bank, N.A. Spokane WA 12/2020 Present
Td Ameritrade Investment Management Llc Spokane WA 09/2020 12/2020
  • 02/2014 → 08/2018
    Spokane, WA
  • 02/2014 → 08/2018
    Jpmorgan Chase Bank, N.A.
    Spokane, WA
  • 08/2018 → 12/2020
    Td Ameritrade, Inc.
    Spokane, WA
  • 12/2020 → Present
    Spokane, WA
  • 12/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Spokane, WA
  • 09/2020 → 12/2020
    Td Ameritrade Investment Management Llc
    Spokane, WA
Previous Registrations
  • 2018-09-06 → 2020-12-10
    Td Ameritrade, Inc.
    Spokane, WA
  • 2018-09-06 → 2020-12-10
    Td Ameritrade Investment Management, Llc
    Spokane, WA
  • 2016-06-28 → 2018-08-08
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Spokane, WA
    Colville, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-23
S63 Uniform Securities Agent State Law Examination 2014-03-21
  • S66 Uniform Combined State Law Examination
    2016-06-23
  • S63 Uniform Securities Agent State Law Examination
    2014-03-21
Other Names
  • Carlo Franco Medina

View on SEC IAPD

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