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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2018-10-29 |
| NJ | RA | APPROVED | 2018-10-05 |
Branch Locations
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
Massapequa, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Outside Employment; FutureFWD Advisors/Staffcomp; Employees; FutureFWD Employees getting paid from Staffcomp.; 122 East 42nd Street, Suite 2215, New York, NY, 10168; Investment-Related; 02/07/2014; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-02 |
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