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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-07-21 |
| TX | RA | APPROVED | 2017-07-21 |
Branch Locations
7350 Jefferson Hwy Suite 490, Baton Rouge, LA 70806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Baton Rouge | LA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Baton Rouge | LA | 11/2016 | 07/2017 |
| Raymond James & Associates, Inc | Baton Rouge | LA | 07/2017 | Present |
(1)Name of Business: Hawthorne Investments, LLC Address: 22680 Greenwell Springs Rd, Greenwell Springs, LA, 70739, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/15/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the member of this LLC. I monitor my account for the rental payments. I pay the insurance and taxes for the LLC. I approve improvement that are necessary to the property. (2)Name of Business: KBRK, LLC Address: 22680 Greenwell Springs Rd, Greenwell Springs, LA, 70739, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 02/02/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member and manager of LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-18 |
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