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Current Employers
J.P. Morgan Investment Management Inc.

270 Park Avenue, New York, NY 10017-2014 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-27
  • TX RA
    APPROVED_RES
    Since 2020-10-27

Branch Locations

270 Park Avenue, New York, NY 10017-2014 • United States

Avenida Paseo De Las Palmas 405, Ciudad De Mexico 11000 • Mexico

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 04/2014 10/2020
Jp Morgan Chase Bank New York NY 09/2009 Present
J.P. Morgan Asset Management Ciudad De Mexico 10/2020 Present
  • 04/2014 → 10/2020
    Jp Morgan Securities Llc
    New York, NY
  • 09/2009 → Present
    Jp Morgan Chase Bank
    New York, NY
  • 10/2020 → Present
    J.P. Morgan Asset Management
    Ciudad De Mexico
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11

View on SEC IAPD

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