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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-17 |
| NY | RA | APPROVED | 2023-03-03 |
Branch Locations
1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kc Ward | Ronkonkoma | NY | 02/2014 | 01/2017 |
| Mint Global Markets Inc | Carmel | NY | 01/2017 | 02/2023 |
| Janney Montgomery Scott Llc | Purchase | NY | 02/2023 | 01/2024 |
| Janney Montgomery Scott Llc | New York | NY | 01/2024 | Present |
1) An Nur Media, Brewster, NY. Personal photography business; Sole Proprietor (since 01.2014). Weekends only 20 hrs./month, not investment related. 2) Dwyer Cultural Center, Cultural Center and Gallery, New York, NY. Board Member (12/2016) - Board meetings are conducted every 2 to 3 months and scheduled evenings after 6PM. Not investment related, not compensated, 5 hrs/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-25 |
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