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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED_RES | 2023-11-13 |
Branch Locations
25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States
Emerson, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Paramus | NJ | 09/2015 | 07/2018 |
| The Prudential Insurance Company Of America | Paramus | NJ | 12/2015 | 07/2018 |
| Massmutual | Secaucus | NJ | 07/2018 | 12/2019 |
| Mml Investors Services | Secaucus | NJ | 08/2018 | 12/2019 |
| Penn Mutual Life Ins Co | Saddle Brook | NJ | 12/2019 | 11/2023 |
| Hornor Townsend & Kent Llc | Saddle Brook | NJ | 02/2020 | 11/2023 |
| Mml Investors Services, Llc | Warren | NJ | 11/2023 | Present |
| Massmutual Life Insurance Co | Warren | NJ | 11/2023 | Present |
NAME: DAVID IWABUCHI INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 1/24/2020 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-22 |
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