Roger Mclellan Sloan

Current Employers

Employment History

• 08/1993 → Present
  Sloan Tax & Accounting, P.A.
  Dillon, SC
• 04/1999 → Present
  National Planning Corporation
  Camden, SC
• 08/2000 → 09/2025
  Avantax Investment Services, Inc.
  Dillion, SC
• 05/2004 → 09/2025
  Avantax Advisory Services
  Dillion, SC
• 02/2014 → 09/2025
  Avantax Insurance Services, Llc
  Dillon, SC
• 01/2017 → Present
  The Brokerage Resource Inc
  Durham, NC
• 10/2017 → Present
  Ritter Insurance Marketing
  Harrisburg, PA
• 07/2018 → Present
  Symetra Life Insurance Company
  Seattle, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dillon, SC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-07-27 → 2025-09-05
  Avantax Advisory Services
  Dillon, SC

Other Businesses

1) Sloan Wealth Management Services, P.C.~108 N. MacArthur Ave~Dillon~SC~29536~Accounting/Bookkeeping (No Tax Preparation)~Accountant/Bookkeeper~1/1/1995~200hrs~6hrs~President/Chief Tax Accountant and Financial Planner. 2) Ritter Insurance Marketing~2600 Commerce Drive~Harrisburg~PA~17110~Health Care~Insurance Sales Agent~10/26/2017~10hrs~10hrs~using this group to help with medicare supplements, medicare advantage plans and Part D drug plans. 3) The Brokerage Resource, Inc~1502 West NC Highway 54, Suite 401~Durham~NC~27707~Insurance Agent~Insurance Sales Agent~1/2/2017~2hrs~2hrs~Offering clients Medicare supplement products through Brokerage Resources ,Inc since HD vest does not offer this service. Also , may offer fixed life insurance products through Brokerage resources, Inc. 4) FIRST PRESBYTERIAN CHURCH DILLON SC POSITION: Elder - finance and Admin NATURE: The church will have an advisory brokerage account with Stifel Investments . The objective of the funds ( about $200k) will be growth and income. I will not be involved in investment decisions, but will be listed as a contact, since I'm the elder over admin and finance of the church, I will be listed as affiliated. The investment advisor at Stifel will make the investment advisory decisions within the investment policy statement guidelines. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 12/30/2020 ADDRESS: 200 East Harrison Street, Dillon SC 29536, DESCRIPTION: I report, to the other church officers, the finance matters of the church. this investment account would b a part of that report. i will have no investment authorization or decision making over the account.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-02

Designations