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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-27
SC RA APPROVED 2017-10-11
  • TX RA
    APPROVED_RES
    Since 2017-10-27
  • SC RA
    APPROVED
    Since 2017-10-11

Branch Locations

601 Highway 301 N, Dillon, SC 29536 • United States

145 Broad St, Bennettsville, SC 29512 • United States

104 N 5Th St, Hartsville, SC 29550 • United States

320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

408 S Irby St, Florence, SC 29501 • United States

1511 S Irby St, Florence, SC 29505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Murrells Inlet SC 11/2013 10/2017
Wells Fargo Clearing Services, Llc Charleston SC 10/2017 Present
Previous Registrations
  • 2013-11-20 → 2017-10-11
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Murrels Inlet, SC
    Myrtle Beach, SC
    Surfside Beach, SC
    Pawleys Island, SC
    Myrtle Beach, SC
    Wilmington, NC
  • 2011-07-25 → 2013-11-20
    Howey In The Hills, FL
    Murrells Inlet, SC
Other Businesses

RENTAL PROPERTY, INV RELATED, MYRTLE BEACH, SC, 100% OWNERSHIP, START 8/1/2004, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. PERSONAL REPRESENTATIVE FOR FATHER, INV RELATED, FLORENCE, SC, START 4/22/2024, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-20
  • S66 Uniform Combined State Law Examination
    2011-07-20
Other Names
  • Klay Kennedy

View on SEC IAPD

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