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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-03
TX RA APPROVED 2023-04-03
  • IL RA
    APPROVED
    Since 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

2056 Westings Avenue Ste 540, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naperville IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Naperville IL 11/2016 04/2023
Wells Fargo Advisors Financial Network, Llc Naperville IL 04/2023 Present
Previous Registrations
Other Businesses

GREAT LAKES ASSET MANAGEMENT LLC, INV RELATED, NAPERVILLE, IL, 12.5% OWNERSHIP, START 1/12/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. MCS ADVISORS LLC, INV RELATED, AURORA, IL, 100% OWNERSHIP, START 2/1/2023, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. BRADLEY HIDES MUSIC LLC; INV RELATED; DOWNERS GROVE, IL; MUSICAL ENTERTAINMENT; MUSICIAN; START DATE: 10/17/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-25
  • S66 Uniform Combined State Law Examination
    2008-04-25
Designations
  • Certified Financial Planner
Other Names
  • Michael Seagren
  • Michael C. Seagren

View on SEC IAPD

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