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Stefan M Strauss

Morgan Stanley

Oak Brook, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-27
  • IL RA
    APPROVED
    Since 2025-11-27

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Vernon Hills IL 06/2015 12/2017
Kyle Morgan Smith Vernon Hills IL 02/2016 12/2017
David Poznanski Vernon Hills IL 05/2017 12/2017
Wells Fargo Clearing Services Llc Deerfield IL 01/2018 07/2025
Morgan Stanley Oak Brook IL 08/2025 Present
  • 06/2015 → 12/2017
    Northwestern Mutual Investment Services Llc
    Vernon Hills, IL
  • 02/2016 → 12/2017
    Kyle Morgan Smith
    Vernon Hills, IL
  • 05/2017 → 12/2017
    David Poznanski
    Vernon Hills, IL
  • 01/2018 → 07/2025
    Wells Fargo Clearing Services Llc
    Deerfield, IL
  • 08/2025 → Present
    Morgan Stanley
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2015-07-25
  • S66 Uniform Combined State Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2015-07-25
Other Names
  • Stefan Strauss
  • Stefan Strauss

View on SEC IAPD

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MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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