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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-20 |
| CA | RA | APPROVED | 2018-12-07 |
Branch Locations
16944 San Fernando Mission Blvd, Granada Hills, CA 91344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Los Angeles | CA | 01/2014 | 08/2018 |
| Jp Morgan Chase Bank | Los Angeles | CA | 01/2014 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Valencia | CA | 09/2018 | Present |
| Bank Of America N.A. | Valencia | CA | 09/2018 | Present |
I*1182247 Entity Type: N/A Name of OBA: Rental Property 1 Address: Conchagua, La Union Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/01/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-05 |
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