Ivette Plaza

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2016 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*6067 For profit or not for profit: Name of outside business organization: N/A Investment related: Address of business: Brooklyn, New York 11215 Nature of business: Rental Property Position, title, association: , Start date of relationship: 6/3/2002 Number of hours devoted: 3 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1599267, Name of OBA: Bay Ridge Christian Academy Address: 6324 7th Avenue, Brooklyn, New York, 11220, US Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/28/2023 No Hours: 1 No Hours during trading: 0 Duties: Educational institution - board member - provide feedback on the academy's strategy and priorities

Exams

• S66 Uniform Combined State Law Examination
  2015-03-14

Other Names

• Ivette Reyes
• Ivette Plaza