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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-01-08 |
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Allen | TX | 02/2014 | 01/2017 |
| Wave Wealth Management, Llc | Plano | TX | 01/2017 | 04/2023 |
| The Vanguard Group, Inc | Plano | TX | 04/2023 | Present |
| Vanguard Marketing Corporation | Plano | TX | 04/2023 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-27 |
| S66 | Uniform Combined State Law Examination | 2014-05-20 |
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