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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-10-07 |
Branch Locations
6600 Westown Pkwy Suite 257, West Des Moines, IA 50266 • United States
1412 A Ave West Suite D [Office Of Convenience], Oakaloosa, IA 52566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya | Des Moines | IA | 08/2015 | 10/2016 |
| Directed Services, Llc | Des Moines | IA | 09/2015 | 10/2016 |
| Scottrade, Inc. | West Des Moines | IA | 10/2016 | 02/2018 |
| Td Ameritrade, Inc. | West Des Moines | IA | 02/2018 | 01/2021 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 08/2021 | Present |
| Wells Fargo Bank, Na | Des Moines | IA | 08/2021 | 10/2022 |
| Fisher Investments | Grimes | IA | 01/2021 | 07/2021 |
| Wells Fargo Advisors Financial Network, Llc | West De Moines | IA | 10/2022 | Present |
STUFF A BUDDY, LLC; NOT INV. RELATED; GRIMES,IA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/12/2022; NUMBER OF HOURS PER MONTH 5-10; NUMBER OF HOURS DURING TRADING 0; UNSTUFFED PLUSH ANIMALS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-05 |
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