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Ryan William Humbert

Prism Advisors, Inc.

Studio City, CA

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Current Employers
Prism Advisors, Inc.

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-09
  • CA RA
    APPROVED
    Since 2018-01-09

Branch Locations

4361 Tujunga Avenue Suite A, Studio City, CA 91604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc. Pasadena CA 12/2015 01/2018
Personal Resources Investment And Strategic Management, Inc. Studio City CA 01/2018 Present
  • 12/2015 → 01/2018
    Tdameritrade, Inc.
    Pasadena, CA
  • 01/2018 → Present
    Personal Resources Investment And Strategic Management, Inc.
    Studio City, CA
Previous Registrations
  • 2016-01-12 → 2018-01-24
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2016-01-12 → 2018-01-24
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
  • 2014-06-23 → 2016-01-06
    Edward Jones
    St Louis, MO
    Mission Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-16
S66 Uniform Combined State Law Examination 2014-04-25
  • S65 Uniform Investment Adviser Law Examination
    2019-10-16
  • S66 Uniform Combined State Law Examination
    2014-04-25
Designations
Other Names
  • Ryan Humbert

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
XLIV CAPITAL
J.P. MORGAN SECURITIES LLC
ACAP ASSET MANAGEMENT, INC.
EDWARD JONES

Other Investors

RAFIQ AUSTIN WILEY
Kevin Chang Kyun Pak
Robert Cristian Pavel
David ALBERT Goldhaber
Ruben Cavada
HRATCH AGAZARYAN
PEDRAM AFZAL
JORGE LUIS CABRERA

Other Offices

OSAIC INSTITUTIONS, INC. · Studio City, CA
U.S. BANCORP ADVISORS, LLC · Studio City, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STUDIO CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · STUDIO CITY, CA
XLIV CAPITAL · STUDIO CITY, CA
J.P. MORGAN SECURITIES LLC · STUDIO CITY, CA
ACAP ASSET MANAGEMENT, INC. · STUDIO CITY, CA
EDWARD JONES · STUDIO CITY, CA

More in Studio City, CA

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