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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-10 |
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2020-09-14 |
| NJ | RA | APPROVED | 2019-07-05 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | New York | NY | 06/2015 | 02/2019 |
| Mml Investors Services | New York | NY | 08/2015 | 02/2019 |
| Wells Fargo Clearing Services, Llc | New York | NY | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-13 |
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