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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-11 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Bryan | TX | 08/2013 | 06/2018 |
| Jpmorgan Securities Llc | Bryan | TX | 12/2013 | 06/2018 |
| Wells Fargo Bank, Na | College Station | TX | 08/2018 | Present |
| Wells Fargo Clearing Services, Llc | College Station | TX | 11/2018 | Present |
BRAZOS VALLEY WINDOW SERVICES, LLC; NOT INV. RELATED; BRYAN,TX; 100% OWNERSHIP WITH SPOUSE; START DATE 03/06/2023; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; WINDOW SERVICES AND INSTALLATION COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-03 |
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