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Michael Christopher Staufenberger

Stifel, Nicolaus & Company, Incorporated

Succasunna, NJ

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-16
PA RA APPROVED 2022-09-06
TX RA APPROVED 2022-09-06
  • NJ RA
    APPROVED
    Since 2023-08-16
  • PA RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED
    Since 2022-09-06

Branch Locations

15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2016 09/2022
Stifel, Nicolaus & Company, Incorporated Succasunna NJ 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-11
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2020-08-11
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Designations
Other Names
  • Michael Christopher Staufenberger
  • Michael Staufenberger

View on SEC IAPD

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EDWARD JONES
J.P. MORGAN SECURITIES LLC
LPL ENTERPRISE, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Rouba Staufenberger
TED MICHAEL DAVIS
WILLIAM CLARKE MOYNIHAN
JAMES J FERRIE
HAROLD PERRY USZEROWICZ
MICHAEL JOSEPH STAUFENBERGER
MARTIN BENNO WELZMULLER
SCOTT ANDREW BUCHANAN

Other Offices

LPL FINANCIAL LLC · SUCCASUNNA, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUCCASUNNA, NJ
LPL FINANCIAL LLC · FLANDERS, NJ
OMEGA CAPITAL MANAGEMENT, LLC · FLANDERS, NJ
CREATIVE FINANCIAL DESIGNS, INC. · SUCCASSUNNA, NJ
CREATIVE FINANCIAL DESIGNS, INC. · Succasunna, NJ
EDWARD JONES · SUCCASUNNA, NJ
J.P. MORGAN SECURITIES LLC · LEDGEWOOD, NJ

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