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Cy William Freeman

Mma Securities LLC

San Diego, CA

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-01
  • CA RA
    APPROVED
    Since 2022-03-01

Branch Locations

9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Tulsa OK 03/2017 02/2022
Cetera Advisor Networks Llc El Segundo CA 04/2015 01/2021
Mma Agency San Diego CA 02/2022 Present
Mma Securities San Diego CA 02/2022 Present
  • 03/2017 → 02/2022
    Summit
    Tulsa, OK
  • 04/2015 → 01/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 02/2022 → Present
    Mma Agency
    San Diego, CA
  • 02/2022 → Present
    Mma Securities
    San Diego, CA
Previous Registrations
  • 2018-11-14 → 2021-01-11
    Cetera Wealth Services, Llc
    Tulsa, OK
    Dallas, TX
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-12
S63 Uniform Securities Agent State Law Examination 2014-06-21
  • S65 Uniform Investment Adviser Law Examination
    2018-11-12
  • S63 Uniform Securities Agent State Law Examination
    2014-06-21

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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