Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Austin | TX | 01/2014 | Present |
| Usca Municipal Advisors Llc | Austin | TX | 01/2014 | Present |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Ria Llc | Houston | TX | 01/2014 | 06/2021 |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1. USCA MUNICIPAL ADVISORS LLC, INVESTMENT-RELATED, 1330 POST OAK BLVD., SUITE 900, HOUSTON, TX 77056, MUNICIPAL FINANCIAL ADVISORY SERVICES, MUNICIPAL ANALYST, 04/2013, APPROXIMATELY 160 HOURS/MONTH DEVOTED TO ACTIVITY, APPROXIMATELY 160 HOURS/MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, PROVIDE FINANCIAL ADVISORY SERVICES TO MUNICIPALITIES AND OTHER GOVERNMENT ENTITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-23 |
Reach out to this advisor