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James Joseph Dorsa

Morgan Stanley

Frederick, MD

Red Bank, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-09
TX RA APPROVED_RES 2020-04-02
NJ RA APPROVED 2015-04-02
  • MD RA
    APPROVED
    Since 2025-12-09
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • NJ RA
    APPROVED
    Since 2015-04-02

Branch Locations

30 West Patrick Street Suite 700, Frederick, MD 21701 • United States

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 04/2016 01/2017
Morgan Stanley New York NY 01/2017 10/2017
Morgan Stanley Frederick MD 10/2017 Present
Morgan Stanley Private Bank, N.A New York NY 10/2024 Present
  • 04/2016 → 01/2017
    Morgan Stanley
    New York, NY
  • 01/2017 → 10/2017
    Morgan Stanley
    New York, NY
  • 10/2017 → Present
    Morgan Stanley
    Frederick, MD
  • 10/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
  • S66 Uniform Combined State Law Examination
    2015-03-31
Other Names
  • James Dorsa

View on SEC IAPD

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Other Offices

MONOCACY WEALTH MANAGEMENT, LLC · FREDERICK, MD
OSAIC WEALTH, INC. · FREDERICK, MD
EDWARD JONES · FREDERICK, MD
LPL ENTERPRISE, LLC · FREDERICK, MD
LPL FINANCIAL LLC · FREDERICK, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Frederick, MD
TRUIST ADVISORY SERVICES, INC. · FREDERICK, MD
J.P. MORGAN SECURITIES LLC · Ijamsville, MD

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