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Aimee Gwen Osborne

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-08-24
FL RA APPROVED 2009-10-23
  • NV RA
    APPROVED
    Since 2025-08-24
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Miami FL 04/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 10/2009 Present
Previous Registrations
  • 2006-08-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2006-07-28
Other Names
  • Aimee Gwen Osborne
  • Aimee Gwen Osborne

View on SEC IAPD

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YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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