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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-07-19 |
Branch Locations
1213 Lady Street Suite 200, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Columbia | SC | 01/2014 | Present |
| First Community Bank | Columbia | SC | 01/2014 | Present |
| Independent Advisor Alliance, Llc | Columbia | NC | 07/2017 | Present |
1)1/28/14-05/28/2013 - FIRST COMMUNITY FINANCIAL CONSULTANTS - Investment Related - At Reported Business Locations(s) - DBA for LPL Business (entity for LPL business). 2) 08/10/2017 -First Community Financial Consultants-investment related- At reported business location(s)-Registered Investment Advisor DBA-start 07/18/2017-Hours per month 160/ hours during trading 8-I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/10/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 08/10/2017 -Independent Advisor Alliance (IAA)-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-start 07/18/2017-Hours per month 160/ hours during trading 8-I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/10/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-04 |
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