Gerardo Jose Serra

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Morgan Stanley
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

*497801 - SHORE ROAD TENANTS CORPORATION ; Investment related - No ; BROOKLYN,New York ; Cooperative Non-for Profit Board of my apartment; Board Member:Finance Committee:Nominated to be Treasurer of the Board, and chair of the Finance Committee, without control/access to investments or banks accounts, these administrative tasks are performed by the Cooperative's Managing Agent.(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2022 ; During business hours : 0 ; After business hours : 4 ; Labor/Service:Administrative

Exams

• S66 Uniform Combined State Law Examination
  2014-06-24

Other Names

• Gerardo Serra
• Gerardo Jose Serra Horobec