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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-06 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
2141 Rosecrans Ave Ste 4100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Rancho Cucamonga | CA | 05/2012 | Present |
| Wells Fargo Advisors Llc | Rancho Cucamonga | CA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rancho Cucamonga | CA | 11/2016 | Present |
TBD AMAZON BUSINESS, NOT INV RELATED, RANCHO CUCAMONGA, CA, 100% OWNERSHIP WITH SPOUSE, START 3/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, SALES OF LEATHER WALLETS AND SHEETS ONLINE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
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