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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-24 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
1910 Eastwood Road, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Encinitas | CA | 08/2010 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Encinitas | CA | 01/2014 | 05/2021 |
| Tiaa | Hampstead | NC | 05/2021 | 12/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Hampstead | NC | 05/2021 | 12/2023 |
| First Citizens Investor Services | Raleigh | NC | 01/2024 | 12/2024 |
| Grimmer Getaways Llc | Hampstead | NC | 02/2024 | Present |
| Grimmer Tactical Solutions Llc | Hampstead | NC | 02/2024 | Present |
| First Citizens Investor Services | Raleigh | NC | 12/2024 | 10/2025 |
| First Citizens Investor Services | Raleigh | NC | 10/2025 | Present |
1) RENTAL PROPERTY - MERCER POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 450 Mercer Ave, Wilmington NC 28403, United States DESCRIPTION: Short term rental property 2) RENTAL PROPERTY - NEW RIVER POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 2210 New River Inlet Rd, Unit 158, North Topsail Island NC 28460, United States DESCRIPTION: Short term rental property 3) GRIMMER TACTICAL SOLUTIONS LLC POSITION: Partner NATURE: This is my husband's side business. He is in the military and has a small business where he periodically will speak and train military and civilians in self defense and safe firearm handling. I do not do anything for this business, I am only on the LLC in an administrative capacity in the event that something needs to be handled while he is deployed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 2/21/2024 ADDRESS: Home DESCRIPTION: This is my husband's side business. He is in the military and has a small business where he periodically will speak and train military and civilians in self defense and safe firearm handling. I do not do anything for this business, I am only on the LLC in an administrative capacity in the event that something needs to be handled while he is deployed. 4) GRIMMER GETAWAYS LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2024 ADDRESS: Home DESCRIPTION: This is an LLC owned and operated by me and my husband, Kertis D Grimmer, for the purpose of managing our rental properties 5) PENDER SHERIFF'S CHARITABLE FOUNDATION POSITION: Board Member NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2024 ADDRESS: 605 E Fremont St, Burgaw NC 28425, United States DESCRIPTION: PSCF serves as a conduit for businesses, faith communities, and individuals to partner through donations, services, goods, and volunteer time in an effort to support our local sheriff organization to make Pender county a safer place by providing basic law enforcement services, as well as to fight drug and human trafficking, new tactical gear for SWAT, and provide employee recognition.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-11 |
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