Casey Alexander Middleton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2024
  Woodbury Financial Services Inc.
  Johnson City, TN
• 01/2024 → 08/2024
  Osaic Wealth, Inc.
  Johnson City, TN
• 08/2024 → Present
  Lpl Financial
  Johnson City, TN

Previous Registrations

• 2024-01-19 → 2024-08-22
  Osaic Wealth, Inc.
  Johnson City, TN
• 2021-02-09 → 2024-01-19
  Woodbury Financial Services, Inc.
  Johnson City, TN

Other Businesses

1)07/26/2024 - Crossbridge Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) -0 Start: 12/2013 - 130 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2021-02-06

Other Names

• Casey Middleton