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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-12-01
  • CT RA
    APPROVED
    Since 2015-12-01

Branch Locations

2321 Whitney Ave Ste 402, Hamden, CT 06518 • United States

2 Forest Park Dr., Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Hamden CT 07/2015 Present
Mass Mutual Life Insurance Company Hamden CT 06/2015 Present
Other Businesses

(1) NAME: CHARTER OAK FINANCIAL INV REL: Y ADDR: 2 FOREST PARK RD, FARMINGTON, CT 06032 NATURE: INDIVIDUAL LIFE, DI POSITION: AGENT START: 9/4/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: Clear World Financial LLC, INV REL: Y, ADD: 2 Forest Park Dr., Farmington, CT 06032, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 7/1/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING:1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2015-11-12

View on SEC IAPD

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