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Naomi Karol Ackley

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-10-14
  • WI RA
    APPROVED
    Since 2019-10-14

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Elm Grove WI 09/2019 09/2020
Annex Wealth Management Elm Grove WI 09/2020 Present
Cedarpoint Investment Advisors N/K/A Midland Financial Advisors Delafield WI 09/2014 09/2019
  • 09/2019 → 09/2020
    Annex Wealth Management
    Elm Grove, WI
  • 09/2020 → Present
    Annex Wealth Management
    Elm Grove, WI
  • 09/2014 → 09/2019
    Cedarpoint Investment Advisors N/K/A Midland Financial Advisors
    Delafield, WI
Previous Registrations
  • 2014-04-19 → 2019-09-16
    Midland Financial Advisors, Inc.
    Delafield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-18
  • S65 Uniform Investment Adviser Law Examination
    2014-04-18
Other Names
  • Naomi Karol Hausmann
  • Naomi Karol Sveom
  • Naomi Karol Schneider

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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