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Current Employers
Align Financial Planning

175 E New Hampshire Ave, Southern Pines, NC 28387 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-04
  • NC RA
    APPROVED
    Since 2024-04-04

Branch Locations

175 E New Hampshire Ave, Southern Pines, NC 28387 • United States

Southern Pines, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 08/2014 09/2020
First Command Insurance Services, Inc. Fort Worth TX 08/2014 09/2020
First Command Advisory Services Fort Worth TX 08/2014 09/2020
Mml Investors Services Llc Fayetteville NC 10/2020 02/2023
Massmutual Life Insurance Co Fayetteville NC 10/2020 02/2023
Align Financial Planning Llc Fayetteville NC 03/2023 Present
  • 08/2014 → 09/2020
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 08/2014 → 09/2020
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 08/2014 → 09/2020
    Fort Worth, TX
  • 10/2020 → 02/2023
    Fayetteville, NC
  • 10/2020 → 02/2023
    Massmutual Life Insurance Co
    Fayetteville, NC
  • 03/2023 → Present
    Align Financial Planning Llc
    Fayetteville, NC
Previous Registrations
  • 2020-11-03 → 2023-02-09
    Raleigh, NC
    Fayetteville, NC
    Fayetteville, NC
  • 2015-12-15 → 2020-11-04
    Fort Worth, TX
    Fayetteville, NC
    Fort Worth, TX
  • 2014-06-16 → 2015-12-15
    First Command Brokerage Services, Inc.
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
Other Businesses

NAME: THE MACPHERSON HOUSE INV REL: N ADDR: 701 HAY STREET FAYETTEVILLE NC 28301 NATURE: OTHER: BED & BREAKFAST AND EVENT SPACE POSITION: OWNER/MANAGING MEMBER START: 11/09/2019 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 15.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-14
S63 Uniform Securities Agent State Law Examination 2014-03-27
  • S65 Uniform Investment Adviser Law Examination
    2014-06-14
  • S63 Uniform Securities Agent State Law Examination
    2014-03-27
Other Names
  • Katherine Taylor Johnson
  • Katy Taylor Johnson
  • Katy Taylor Stevick

View on SEC IAPD

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