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Lucy C Hardy

Morgan Stanley

El Segundo, CA

Long Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
CA RA APPROVED 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • CA RA
    APPROVED
    Since 2017-06-19

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Westminster CA 12/2014 03/2017
Financial Partners Credit Union Westminster CA 12/2014 03/2017
Morgan Stanley El Segundo CA 05/2017 Present
  • 12/2014 → 03/2017
    Lpl Financial
    Westminster, CA
  • 12/2014 → 03/2017
    Financial Partners Credit Union
    Westminster, CA
  • 05/2017 → Present
    Morgan Stanley
    El Segundo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2014-03-28
Other Names
  • Lucy Christina Becaria
  • Lucy Christina Hardy

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL SEGUNDO, CA
SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
UBS FINANCIAL SERVICES INC. · El Segunda, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA

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