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Nicholas Matthew Gary

U.S. Bancorp Advisors, LLC

Waterloo, IA

Vinton, IA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

425 Cedar St, Waterloo, IA 50701 • United States

110 W 4Th St, Vinton, IA 52349 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Waterloo IA 12/2015 02/2026
U.S. Bancorp Advisors, Llc Vinton IA 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-09
S63 Uniform Securities Agent State Law Examination 2016-03-18
  • S66 Uniform Combined State Law Examination
    2016-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-03-18
Other Names
  • Nick Gary

View on SEC IAPD

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