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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
4201 Westown Pkwy Ste 330, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | W Des Moines | IA | 01/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Clive | IA | 01/2014 | 07/2021 |
| The Opsal Group, Llc | Clive | IA | 11/2018 | 07/2021 |
| Lpl Financial Llc | West Des Moines | IA | 07/2021 | Present |
1)06/29/2021 - Harvest Point Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2021 2)06/29/2021 - The Opsal Group, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Clive, IA - Start: 11/2018 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-02 |
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