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Jefferies Investment Advisers LLC CRD 325421
$5.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-08-28 |
| MA | RA | APPROVED | 2026-08-12 |
| FL | RA | APPROVED | 2026-08-07 |
| AZ | RA | APPROVED | 2026-07-15 |
| WV | RA | APPROVED | 2026-07-13 |
| VI | RA | APPROVED | 2026-07-09 |
| AR | RA | APPROVED | 2026-07-06 |
| SD | RA | APPROVED | 2026-07-06 |
| UT | RA | APPROVED | 2026-07-06 |
| NE | RA | APPROVED | 2026-07-02 |
| ND | RA | APPROVED | 2026-07-02 |
| OR | RA | APPROVED | 2026-07-02 |
| WY | RA | APPROVED | 2026-07-02 |
| AK | RA | APPROVED | 2026-07-01 |
| GA | RA | APPROVED | 2026-07-01 |
| HI | RA | APPROVED | 2026-07-01 |
| ID | RA | APPROVED | 2026-07-01 |
| IA | RA | APPROVED | 2026-07-01 |
| MO | RA | APPROVED | 2026-07-01 |
| NH | RA | APPROVED | 2026-07-01 |
| NM | RA | APPROVED | 2026-07-01 |
| NC | RA | APPROVED | 2026-07-01 |
| PA | RA | APPROVED | 2026-07-01 |
| RI | RA | APPROVED | 2026-07-01 |
| VT | RA | APPROVED | 2026-07-01 |
| VA | RA | APPROVED | 2026-07-01 |
| AL | RA | APPROVED | 2026-06-30 |
| CO | RA | APPROVED | 2026-06-30 |
| CT | RA | APPROVED | 2026-06-30 |
| DE | RA | APPROVED | 2026-06-30 |
| IL | RA | APPROVED | 2026-06-30 |
| IN | RA | APPROVED | 2026-06-30 |
| KS | RA | APPROVED | 2026-06-30 |
| KY | RA | APPROVED | 2026-06-30 |
| LA | RA | APPROVED | 2026-06-30 |
| ME | RA | APPROVED | 2026-06-30 |
| MD | RA | APPROVED | 2026-06-30 |
| MI | RA | APPROVED | 2026-06-30 |
| MN | RA | APPROVED | 2026-06-30 |
| MS | RA | APPROVED | 2026-06-30 |
| MT | RA | APPROVED | 2026-06-30 |
| NV | RA | APPROVED | 2026-06-30 |
| NJ | RA | APPROVED | 2026-06-30 |
| NY | RA | APPROVED | 2026-06-30 |
| OH | RA | APPROVED | 2026-06-30 |
| OK | RA | APPROVED | 2026-06-30 |
| SC | RA | APPROVED | 2026-06-30 |
| TX | RA | APPROVED | 2026-06-30 |
| WA | RA | APPROVED | 2026-06-30 |
| WI | RA | APPROVED | 2026-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 12/2013 | 02/2021 |
| Lpl Enterprise Llc | Newark | NJ | 01/2026 | 06/2026 |
| Unemployed | Irvington | NY | 03/2021 | 01/2026 |
| Jefferies Llc | Stamford | CT | 06/2026 | Present |
| Jefferies Investment Advisors Llc | New York | NY | 06/2026 | Present |
1. Apartment - Real Estate Rental - New York, NY - Inv Related - OBA Start Date: 04/01/2020 - expected ending date on or about 08/20/2026 - 0 Hour(s)/Month - 0 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
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