Stephanie Nicole Anderson

Current Employers

Employment History

• 06/2013 → Present
  Pulse Financial Services
  Cedar Rapids, IA
• 09/2015 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2016 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Lisle, IL
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-01-11 → 2020-11-12
  First Allied Advisory Services, Inc.
  Lisle, IL
  Cedar Rapids, IA
  Cedar Rapids, IA
  Lisle, IL

Other Businesses

1.) Legal Shield; Associate; Insurance (Fixed/Life/Health/P&C); start date 04/14/2016; 4 hours per month. 2.) SNAnderson; Sole Proprietor; Holding Company or Tax/Bill payment Entity; start date 02/22/2017; 1 hour per week. 3.) Cocktails and Chemo; Board Member; Non-Profit Organization; Start date 02/07/2019; 4 hours per month. 4.) Mercy EAP;Consultant/Consulting; Start date 03/07/2019; 4 hours per month 5.) NAME OF OTHER BUSINESS: PULSE FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: STEPHANIE ANDERSON; INVESTMENT RELATED: NO; ADDRESS: 5335 MIDWAY DR NW CEDAR RAPIDS, IA 52405; NATURE OF BUSINESS: VOLUNTEER SERVICE; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SERVICE PROVIDED CHURCH FOR PARTICIPANTS WHO NEED HELP WITH BUDGETING;

Exams

• S66 Uniform Combined State Law Examination
  2015-12-21

Other Names

• Stephanie Nicole Umbach