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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western Southern Life | Piqua | OH | 08/2012 | 03/2018 |
| W&S Brokerage Services | Cincinnati | OH | 01/2014 | 03/2018 |
| Minster Bank | Minster | OH | 03/2018 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2018 | Present |
| Cetera Investment Advisers | Minster | OH | 03/2018 | Present |
1) WEALTH MANAGEMENT ADVISOR-MANAGE DEPT., MEET W/CUSTOMERS, REPORT TO TRUST COMMITTEES, MANAGE TRUST COMPLIANCE. WORK W/CUSTOMERS TO COMPLETE QUESTIONNAIRE, DETERMINE ASSET ALLOCATION, AND CREATE INVESTMENT POLICY STATEMENT. TRUST COMM. WILL MONITOR ACCOUNTS, SPECIFIC RECOMMENDATIONS ARE NOT MADE AND WILL ABSTAIN FROM VOTING ON THE COMMITTEE. 2) SOUTHWEST AUGLIAZE COUNTY CHAMBER OF COMMERCE, BOARD MEMBER, HELPING CHAMBER MAKE DECISIONS IN THEIR BEST INTEREST, NO CONTROL OVER ANY FUNDS 3) OLIVER RENTALS LLC, 100% OWNER, MANAGE PROPERTIES AND RENOVATION PROJECTS, 4/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-04 |
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