David R Oliver

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 03/2018
  Western Southern Life
  Piqua, OH
• 01/2014 → 03/2018
  W&S Brokerage Services
  Cincinnati, OH
• 03/2018 → Present
  Minster Bank
  Minster, OH
• 03/2018 → Present
  Cetera Investment Services Llc
  St.CLoud, MN
• 03/2018 → Present
  Cetera Investment Advisers
  Minster, OH

Other Businesses

1) WEALTH MANAGEMENT ADVISOR-MANAGE DEPT., MEET W/CUSTOMERS, REPORT TO TRUST COMMITTEES, MANAGE TRUST COMPLIANCE. WORK W/CUSTOMERS TO COMPLETE QUESTIONNAIRE, DETERMINE ASSET ALLOCATION, AND CREATE INVESTMENT POLICY STATEMENT. TRUST COMM. WILL MONITOR ACCOUNTS, SPECIFIC RECOMMENDATIONS ARE NOT MADE AND WILL ABSTAIN FROM VOTING ON THE COMMITTEE. 2) SOUTHWEST AUGLIAZE COUNTY CHAMBER OF COMMERCE, BOARD MEMBER, HELPING CHAMBER MAKE DECISIONS IN THEIR BEST INTEREST, NO CONTROL OVER ANY FUNDS 3) OLIVER RENTALS LLC, 100% OWNER, MANAGE PROPERTIES AND RENOVATION PROJECTS, 4/HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2020-03-04

Other Names

• David Richard Oliver