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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED | 2023-05-23 |
Branch Locations
2455 Washington Ave Suite 101, Conway, AR 72032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2014 | 04/2023 |
| Northwestern Mutual Investment Services Llc | Conway | AR | 01/2014 | 04/2023 |
| Northwestern Mutual Wealth Management Company | Conway | AR | 10/2016 | 04/2023 |
| Massmutual Life Insurance Co | Conway | AR | 04/2023 | Present |
| Mml Investors Services, Llc | Conway | AR | 05/2023 | Present |
1) NAME: CYPRESS CREEK HOLDINGS, LLC, INV REL: Y ADDR: @ RESIDENTIAL ADDRESS ON FILE, NATURE: CABIN RENTED TO HUNTERS, POSITION: OWNER, START: 2/1/2021, NO HR/MO: 5 NO HR/MO DUR TRADING: 0, DUTIES: MANAGEMENT OF PROPERTY 2) NAME: JOSHUA CARTER, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 09/30/2025, NO. HR/MO:5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: LIFE, DISABILITY, FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-28 |
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