Bryan Geoffrey Cook

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-29
AR	RA	APPROVED	2012-02-16

TX RA
APPROVED

Since 2013-10-29
AR RA
APPROVED

Since 2012-02-16

Branch Locations

703 Chestnut Street, Conway, AR 72032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Conway	AR	02/2016	Present

02/2016 → Present

Stephens Inc

Conway, AR

Previous Registrations

1995-09-15 → 2012-02-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

Other Businesses

COOK FAMILY FARMS/AKA 5C CATTLE CO. - NOT INVESTMENT RELATED- 173 WESTERN HILLS CIRCLE GREENBRIER, AR - PRODUCTION OF REGISTERED POLLED HEREFORD CATTLE - OWNER - JANUARY 2006 - 5 HOURS PER WEEK - 0 HOURS DURING TRADING HOURS; FLYWHEEL ENERGY- INVESTMENT RELATED - 1000 SOUTHWESTERN ENERGY DR CONWAY, AR - NATURAL GAS MINERAL RIGHTS - RECEIVE ROYALTIES - 2010 - 0 HOURS PER MONTH AND 0 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-11-11
S63	Uniform Securities Agent State Law Examination	1992-11-09

S65 Uniform Investment Adviser Law Examination

1995-11-11
S63 Uniform Securities Agent State Law Examination

1992-11-09

View on SEC IAPD

Current Employers

Stephens

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews