Austin Riley Cook

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-27
AR	RA	APPROVED	2024-04-29

TX RA
APPROVED

Since 2024-09-27
AR RA
APPROVED

Since 2024-04-29

Branch Locations

703 Chestnut Street, Conway, AR 72032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cajun Brothers Furniture	Conway	AR	05/2015	08/2017
Arkansas Earthworks	Greenbrier	AR	05/2019	08/2019
Univeristy Of Arkansas	Fayetteville	AR	08/2019	08/2020
Arkansas Earthworks	Greenbrier	AR	05/2020	09/2020
Willow Springs Cattle Co.	Prairie Grove	AR	09/2020	05/2021
Stephens Inc.	Little Rock	AR	06/2021	09/2024
Unemployed	Greenbrier	AR	09/2017	10/2021
Stephens, Inc.	Little Rock	AR	09/2024	09/2024
Stephens Inc.	Conway	AR	09/2024	Present

05/2015 → 08/2017

Cajun Brothers Furniture

Conway, AR
05/2019 → 08/2019

Arkansas Earthworks

Greenbrier, AR
08/2019 → 08/2020

Univeristy Of Arkansas

Fayetteville, AR
05/2020 → 09/2020

Arkansas Earthworks

Greenbrier, AR
09/2020 → 05/2021

Willow Springs Cattle Co.

Prairie Grove, AR
06/2021 → 09/2024

Stephens Inc.

Little Rock, AR
09/2017 → 10/2021

Unemployed

Greenbrier, AR
09/2024 → 09/2024

Stephens, Inc.

Little Rock, AR
09/2024 → Present

Stephens Inc.

Conway, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-24

S66 Uniform Combined State Law Examination

2024-04-24

Other Names

Austin Cook

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC

CETERA INVESTMENT ADVISERS LLC

MWA FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

CREWS & ASSOCIATES, INC.

LPL ENTERPRISE, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

WENDY ANN MARTIN

WILLIAM ROBIN COLE

DEBBIE LYNN LILLEY

BRYAN GEOFFREY COOK

KIMBY HOBBS O'BRIANT

CHAD WILLIAM ROLLER

TERESA LYNN ARRIGO

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · CONWAY, AR

CETERA INVESTMENT ADVISERS LLC · CONWAY, AR

MWA FINANCIAL SERVICES INC. · Conway, AR

LPL FINANCIAL LLC · CONWAY, AR

EDWARD JONES · CONWAY, AR

EDWARD JONES · Conway, AR

EDWARD JONES · Conway, AR

CREWS & ASSOCIATES, INC. · Conway, AR

More in Conway, AR

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