Chad William Roller

Current Employers

Employment History

• 04/2006 → 12/2017
  Gordon Financial
  Vilonia, AR
• 08/2007 → 12/2017
  Proequities, Inc
  Vilonia, AR
• 01/2018 → Present
  Lpl Financial Llc
  Conway, AR
• 01/2018 → 09/2022
  Genwealth Financial Advisors, Llc
  Conway, AR
• 09/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2019-05-22 → 2022-12-14
  Genwealth Financial Advisors, Llc
  Bryant, AR
  Bryant, AR

Other Businesses

1. 1/9/2018 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 174 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 06/17/2019 - GenWealth Financial Advisors, LLC - Investment Related - At Reported Business Location)s) - Registered Investment Advisor - Start Date - 06/05/2019 - 20 Hours Per Month/20 Hours During Securities Trading - I provide financial planning and consulting services through GenWealth Financial Advisors, LLC, an independent investment advisor firm.  I started this business activity in 06/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 10/19/2022 - Independent Advisor Alliance - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Start Date - 09/30/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/08/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 09/30/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/16/2023 - The Milner Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor/ Agent - Start Date - 02/07/2023 - 2 Hours Per Month/2 Hours During Securities Trading 6. 01/21/2025- Sage Insurance Partners- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/17/2025-4 Hours Per Month- 4 Hours During Trading 7. 02/17/2026 - Friendship Baptist Church - Non-Profit Board Member - committee memeber - Not Investment Related - Conway, AR - Start Date 02/15/2026 - 4 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-01
• S63 Uniform Securities Agent State Law Examination
  2007-11-20